Join our dynamic operating environment, reviewing changing regulations and ensuring JPM is compliant with the regulation as well as having the proper controls in place. The team is responsible for monitoring these controls and ensuring a quick resolution to any issues.

 

As a Regulatory Reporting Analyst in the Rates Regulatory team, you will be working in a dynamic operating environment, reviewing changing regulations and ensuring compliance. You will be responsible for monitoring controls, resolving issues promptly, and partnering closely with various teams such as Business, Business Management, Projects, Technology, Legal, and Compliance. 

Job Responsibilities:

Perform deal reviews within the Service Level Agreement which involves reviewing term sheet versus risk management systems and legal confirmation versus risk management systemsEnsure accurate reviews and timely escalation of unissued/unexecuted documentsDrive efficiency in the current process and identify incorrect booking practices and educate Middle Office on the impactBuild and sustain strong working relationships with internal Lines of Business including Middle Office, Front Office, and internal CounterpartsEnsure all issues are investigated and resolved in a timely manner as per Business StandardsPrepare weekly MIS and monthly control packs for Senior ManagementAnalyze MI and report trends and spikesParticipate in various testing related to system enhancement, project implementation, and new business initiativesIdentify control gaps and suggest improvement ideas for better efficiency and effectiveness

 

Required qualifications, skills and capabilities:

Must exhibit strong partnership abilitiesISDA knowledge, Equity Derivatives product knowledge and Equity Derivatives Must be able to handle a high level of complexity in product coverage, shift gears with relative ease, be flexible enough in shifting workload in accordance with changing priorities, and be comfortable dealing with a stressful and fast-paced Trading environmentStrong communication skillsNeeds to be highly numerate with excellent keyboard skills and a high-level of computer literacyNeeds to be aware and have an understanding of the large financial risks that can be incurred through operational errors and control risksBachelor’s degree