Are you series 99 qualified or in progress to be and have excellent communications skills? Then you found the right position for you!

As a EMEA PFS Margin Associate within the Prime Brokerage Margin team, you will be exposed to day-to-day operational and client facing functions including firm and regulatory risk monitoring, review and approval of collateral movements, plus maintaining equity levels on margin loans.  These functions are inclusive of providing first class client service to our Prime Brokerage/Hedge Fund clients and internal stakeholders.

Job responsibilities 

Enforce firm and regulatory policies with respect to securities brokerage accountsReview and approve daily requests for collateral withdrawalsReview various exceptions in a timely manner, and follow an appropriate course of action for their resolutionExecute flawlessly departmental policies and control proceduresMaintain effective working relationships with internal support departments and external clients of JP Morgan Prime BrokerageLiaise with clients in regards to margin call funding and disputes, working as intermediary between client and risk to negotiate reductions or corrections to margin ratesCoding and running prospect client portfolios as directed by riskCoordinating solutions for clients leveraging multiple internal teams not limited to PBMO, Corporate Actions, Swap, F&O, OTC, FX, Pricing, Risk, Credit, Repo and Client ServiceMaintain a broad knowledge of the securities industry and events impacting marketsCreate both strategic and tactical controlled solutions to challenges, through clear demand specification, UAT, to final production release

 

Required qualifications, capabilities, and skills

Financial industry or client service related experience Excellent verbal, mathematical, and written communication skillsExposure to multiple securities products, including derivatives as part of the PB’s cross margin and prime collateral offeringsStrong awareness of compliance, control, and operational risk across various Lines of BusinessDemonstrate sound problem solving skills and decision makingCompetent in MS Office applications Series 99 qualified or in progressAble to work collaboratively as a team to ensure deadlines, client expectations and accuracy standards are maintained

 

Preferred qualifications, capabilities, and skills

Experience with Alteryx and Tableau